Pascal Tomer's Form 4/A amendment
AmendedAterian, Inc. (ATER) · filed Jul 2, 2021
- Accession no.
- 0000899243-21-027251
- Filed
- Jul 2, 2021
- Trade date
- Mar 10-12, 2021
- Filing delay
- 114 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 15, 2021
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.72M. It was filed 114 days after the trade.
This filing was later replaced by the amendment 0000899243-21-049617 (Dec 23, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pascal TomerCIK 0001778646 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2021 | Common Stock | SSaleDisposed | −17,700 | $31.67 | −$560,559 | 281,392 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −2,190 | $33.13 | −$72,554.7 | 279,202 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −12,202 | $33.96 | −$414,379.92 | 267,000 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −8,071 | $35.13 | −$283,534.23 | 258,929 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −14,108 | $36.16 | −$510,145.28 | 244,821 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −10,169 | $37.16 | −$377,880.04 | 234,652 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −2,187 | $37.97 | −$83,040.39 | 232,465 | Direct | |
| Mar 11, 2021 | Common Stock | SSaleDisposed | −2,107 | $31.77 | −$66,939.39 | 230,358 | Direct | |
| Mar 11, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $9.72 | +$194,400 | 250,358 | Direct | |
| Mar 11, 2021 | Common Stock | SSaleDisposed | −20,000 | $34.53 | −$690,600 | 230,358 | Direct | |
| Mar 12, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $9.72 | +$194,400 | 250,358 | Direct | |
| Mar 12, 2021 | Common Stock | SSaleDisposed | −20,000 | $32.88 | −$657,600 | 230,358 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 146,666 | Direct | |
| Mar 12, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 126,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.