Zahut Roi Zion's Form 4/A amendment
AmendedAterian, Inc. (ATER) · filed Jul 2, 2021
- Accession no.
- 0000899243-21-027248
- Filed
- Jul 2, 2021
- Trade date
- Mar 16, 2021
- Filing delay
- 108 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 17, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $268.3K. It was filed 108 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zahut Roi ZionCIK 0001778027 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2021 | Common Stock | SSaleDisposed | −8,439 | $31.79F2 | −$268,275.81 | 140,671 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.
- F2
The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.03, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is being amended and restated to correct the sales transaction that was previously reported (including the price at which such sale occurred) and to correct the number of securities beneficially owned following the reported transaction.