Pascal Tomer's Form 4/A amendment
AmendedAterian, Inc. (ATER) · filed Jul 2, 2021
- Accession no.
- 0000899243-21-027247
- Filed
- Jul 2, 2021
- Trade date
- Mar 15-16, 2021
- Filing delay
- 109 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 17, 2021
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.21M. It was filed 109 days after the trade.
This filing was later replaced by the amendment 0000899243-21-049609 (Dec 23, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pascal TomerCIK 0001778646 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $9.72 | +$194,400 | 250,358 | Direct | |
| Mar 15, 2021 | Common Stock | SSaleDisposed | −20,000 | $30.52 | −$610,400 | 230,358 | Direct | |
| Mar 16, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $9.72 | +$194,400 | 250,358 | Direct | |
| Mar 16, 2021 | Common Stock | SSaleDisposed | −20,000 | $30.04 | −$600,800 | 230,358 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 106,666 | Direct | |
| Mar 16, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 86,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.