Risico Joseph A's Form 4/A amendment
AmendedAterian, Inc. (ATER) · filed Jul 2, 2021
- Accession no.
- 0000899243-21-027245
- Filed
- Jul 2, 2021
- Trade date
- Mar 15-16, 2021
- Filing delay
- 109 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 17, 2021
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.68M. It was filed 109 days after the trade.
This filing was later replaced by the amendment 0000899243-21-049611 (Dec 23, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Risico Joseph ACIK 0001778024 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2021 | Common Stock | MOption exerciseAcquired | +111,524 | $9.72 | +$1,084,013.28 | 290,409 | Direct | |
| Mar 15, 2021 | Common Stock | SSaleDisposed | −56,538 | $31.14 | −$1,760,593.32 | 233,871 | Direct | |
| Mar 15, 2021 | Common Stock | SSaleDisposed | −41,319 | $31.84 | −$1,315,596.96 | 192,552 | Direct | |
| Mar 15, 2021 | Common Stock | SSaleDisposed | −13,628 | $32.98 | −$449,451.44 | 178,924 | Direct | |
| Mar 15, 2021 | Common Stock | SSaleDisposed | −39 | $33.66 | −$1,312.74 | 178,885 | Direct | |
| Mar 16, 2021 | Common Stock | SSaleDisposed | −38,756 | $29.83 | −$1,156,091.48 | 140,129 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2021 | Common Stock | MOption exerciseDisposed | −111,524 | $0.00 | $0 | 26,937 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.