Lindenbaum Bennett D's Form 4 filing
Regional Management Corp.RM · filed Nov 5, 2026
- Accession no.
- 0000899140-26-001220
- Filed
- Nov 5, 2026, 7:18 PM ET
- Trade date
- Nov 3-5, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions. Open-market sales total $1.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, Ltd.CIK 0000947724 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2026 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −3,874 | $39.00 | −$151,086 | 19,244 | Indirect | |
| Nov 3, 2026 | Common Stock | SSaleDisposed | −4,829 | $39.00 | −$188,331 | 256,478 | Indirect | |
| Nov 3, 2026 | Common Stock | SSaleDisposed | −90 | $39.00 | −$3,510 | 4,818 | Indirect | |
| Nov 3, 2026 | Common Stock | SSaleDisposed | −1,926 | $39.00 | −$75,114 | 101,685 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −5,353 | $39.80 | −$213,049.4 | 448,081 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −661 | $39.80 | −$26,307.8 | 18,583 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −13,369 | $39.80 | −$532,086.2 | 243,109 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −265 | $39.80 | −$10,547 | 4,553 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −5,106 | $39.80 | −$203,218.8 | 96,579 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −17 | $40.01 | −$680.17 | 448,064 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −2 | $40.01 | −$80.02 | 18,581 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −41 | $40.01 | −$1,640.41 | 243,068 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −1 | $40.01 | −$40.01 | 4,552 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −16 | $40.01 | −$640.16 | 96,563 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures