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Lindenbaum Bennett D's Form 4/A amendment

Amended

Regional Management Corp.RM · filed Nov 26, 2025

Accession no.
0000899140-25-001376
Filed
Nov 26, 2025, 4:57 PM ET
Trade date
Nov 21-25, 2025
Filing delay
5 days
Rule 10b5-1 plan
Not checked
Original filed
Nov 25, 2025

This filing lists 15 non-derivative transactions. Open-market sales total $3.62M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lindenbaum Bennett DCIK 0000927942Director, 10% Owner, Other: Director-by-Deputization
Lindenbaum Matthew ACIK 0000927943Director, 10% Owner, Other: Director-by-Deputization
Basswood Financial Fund, Ltd.CIK 0000947724Director, 10% Owner, Other: Director-by-Deputization
Basswood Capital Management, L.L.C.CIK 0001085393Director, 10% Owner, Other: Director-by-Deputization
Basswood Opportunity Partners, L.P.CIK 0001085394Director, 10% Owner, Other: Director-by-Deputization
Basswood Financial Fund, L.P.CIK 0001519641Director, 10% Owner, Other: Director-by-Deputization
Basswood Financial Long Only Fund, L.P.CIK 0001538637Director, 10% Owner, Other: Director-by-Deputization

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2025Common Stock, par value $0.10 per share ("Common Stock")SSaleDisposed−34,810$37.05−$1,289,710.5474,143IndirectDuplicate filing
Nov 21, 2025Common StockSSaleDisposed−5,047$37.05−$186,991.3528,033IndirectDuplicate filing
Nov 21, 2025Common StockSSaleDisposed−5,232$37.05−$193,845.6314,119IndirectDuplicate filing
Nov 21, 2025Common StockSSaleDisposed−374$37.05−$13,856.75,904IndirectDuplicate filing
Nov 21, 2025Common StockSSaleDisposed−252$37.05−$9,336.6124,017IndirectDuplicate filing
Nov 24, 2025Common StockSSaleDisposed−5,163$36.89−$190,463.07468,980IndirectDuplicate filing
Nov 24, 2025Common StockSSaleDisposed−823$36.89−$30,360.4727,210IndirectDuplicate filing
Nov 24, 2025Common StockSSaleDisposed−10,840$36.89−$399,887.6303,279IndirectDuplicate filing
Nov 24, 2025Common StockSSaleDisposed−203$36.89−$7,488.675,701IndirectDuplicate filing
Nov 24, 2025Common StockSSaleDisposed−4,279$36.89−$157,852.31119,738IndirectDuplicate filing
Nov 25, 2025Common StockSSaleDisposed−11,870$37.48−$444,887.6457,110IndirectDuplicate filing
Nov 25, 2025Common StockSSaleDisposed−1,009$37.48−$37,817.3226,201IndirectDuplicate filing
Nov 25, 2025Common StockSSaleDisposed−12,477$37.48−$467,637.96290,802IndirectDuplicate filing
Nov 25, 2025Common StockSSaleDisposed−234$37.48−$8,770.325,467IndirectDuplicate filing
Nov 25, 2025Common StockSSaleDisposed−4,926$37.48−$184,626.48114,812IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

See Exhibit 99.1.

F2

See Exhibit 99.1.

F3

See Exhibit 99.1.

F4

See Exhibit 99.1.

F5

See Exhibit 99.1.

F6

See Exhibit 99.1.

F7

See Exhibit 99.1.

F8

See Exhibit 99.1.

Remarks

This amendment to Form 4 is being filed solely to add (i) Lindenbaum Bennett D, (ii) Lindenbaum Matthew A, (iii) Basswood Financial Fund, L.P. and (iv) Basswood Financial Long Only Fund, L.P. as Reporting Persons, which were inadvertently omitted from the Reporting Person's original Form 4 filed on November 25, 2025. The transactions reported in Table I are duplicative of those reported in the original filing filed on November 25, 2025 and are included solely to enable the added Reporting Person to access the EDGAR filing system. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

Read the full filing on SEC EDGAR (opens in a new tab)