Basswood Financial Fund, Ltd.'s Form 4 filing
Regional Management Corp.RM · filed Nov 25, 2025
- Accession no.
- 0000899140-25-001370
- Filed
- Nov 25, 2025, 9:56 PM ET
- Trade date
- Nov 21-25, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions. Open-market sales total $3.62M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Basswood Financial Fund, Ltd.CIK 0000947724 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2025 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −34,810 | $37.05 | −$1,289,710.5 | 474,143 | Indirect | |
| Nov 21, 2025 | Common Stock | SSaleDisposed | −5,047 | $37.05 | −$186,991.35 | 28,033 | Indirect | |
| Nov 21, 2025 | Common Stock | SSaleDisposed | −5,232 | $37.05 | −$193,845.6 | 314,119 | Indirect | |
| Nov 21, 2025 | Common Stock | SSaleDisposed | −374 | $37.05 | −$13,856.7 | 5,904 | Indirect | |
| Nov 21, 2025 | Common Stock | SSaleDisposed | −252 | $37.05 | −$9,336.6 | 124,017 | Indirect | |
| Nov 24, 2025 | Common Stock | SSaleDisposed | −5,163 | $36.89 | −$190,463.07 | 468,980 | Indirect | |
| Nov 24, 2025 | Common Stock | SSaleDisposed | −823 | $36.89 | −$30,360.47 | 27,210 | Indirect | |
| Nov 24, 2025 | Common Stock | SSaleDisposed | −10,840 | $36.89 | −$399,887.6 | 303,279 | Indirect | |
| Nov 24, 2025 | Common Stock | SSaleDisposed | −203 | $36.89 | −$7,488.67 | 5,701 | Indirect | |
| Nov 24, 2025 | Common Stock | SSaleDisposed | −4,279 | $36.89 | −$157,852.31 | 119,738 | Indirect | |
| Nov 25, 2025 | Common Stock | SSaleDisposed | −11,870 | $37.48 | −$444,887.6 | 457,110 | Indirect | |
| Nov 25, 2025 | Common Stock | SSaleDisposed | −1,009 | $37.48 | −$37,817.32 | 26,201 | Indirect | |
| Nov 25, 2025 | Common Stock | SSaleDisposed | −12,477 | $37.48 | −$467,637.96 | 290,802 | Indirect | |
| Nov 25, 2025 | Common Stock | SSaleDisposed | −234 | $37.48 | −$8,770.32 | 5,467 | Indirect | |
| Nov 25, 2025 | Common Stock | SSaleDisposed | −4,926 | $37.48 | −$184,626.48 | 114,812 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures