Skip to main content

Montanova Capital, LLC's Form 4 filing

Benitec Biopharma Inc. (BNTC) · filed Nov 21, 2024

Accession no.
0000899140-24-001299
Filed
Nov 21, 2024, 4:24 PM ET
Trade date
Nov 19-20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $416.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Montanova Capital, LLCCIK 0001569064Director, 10% Owner
Averill Master Fund, Ltd.CIK 0001939329Director, 10% Owner
Averill Madison Master Fund, Ltd.CIK 0002021243Director, 10% Owner
Cowen AaronCIK 000186964010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common stock, par value $0.0001 per sharePPurchaseAcquired+12,430$9.73F2+$120,943.97,895,815Indirect
Nov 19, 2024Common stock, par value $0.0001 per sharePPurchaseAcquired+1,570$9.73F3+$15,276.1947,238Indirect
Nov 20, 2024Common stock, par value $0.0001 per sharePPurchaseAcquired+24,360$10.22F4+$248,959.27,920,175Indirect
Nov 20, 2024Common stock, par value $0.0001 per sharePPurchaseAcquired+3,076$10.22F5+$31,436.72950,314Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Notes are included on Exhibit 99.1.

Referenced by the price of 1 transaction in Table I.

F3

Notes are included on Exhibit 99.1.

Referenced by the price of 1 transaction in Table I.

F4

Notes are included on Exhibit 99.1.

Referenced by the price of 1 transaction in Table I.

F5

Notes are included on Exhibit 99.1.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signature

Read the full filing on SEC EDGAR (opens in a new tab)