Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Mar 12, 2024
- Accession no.
- 0000899140-24-000300
- Filed
- Mar 12, 2024, 7:35 PM ET
- Trade date
- Mar 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $431.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Common Stock, par value $0.10 per share ("Common Stock") | PPurchaseAcquired | +811 | $23.71 | +$19,228.81 | 471,706 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +1,021 | $23.71 | +$24,207.91 | 284,955 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +18 | $23.71 | +$426.78 | 5,618 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +374 | $23.71 | +$8,867.54 | 111,480 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +431 | $23.71 | +$10,219.01 | 30,626 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +3,778 | $24.59 | +$92,901.02 | 475,484 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +5,447 | $24.59 | +$133,941.73 | 290,402 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +81 | $24.59 | +$1,991.79 | 5,699 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +1,882 | $24.59 | +$46,278.38 | 113,362 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +3,812 | $24.59 | +$93,737.08 | 34,438 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures