Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Mar 8, 2024
- Accession no.
- 0000899140-24-000296
- Filed
- Mar 8, 2024, 6:55 PM ET
- Trade date
- Mar 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions. Open-market purchases total $263.3K. Open-market sales total $142.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −6,314 | $22.60 | −$142,696.4 | 467,072 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +2,667 | $22.72 | +$60,594.24 | 469,739 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +33 | $22.72 | +$749.76 | 469,772 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +3,296 | $22.72 | +$74,885.12 | 282,408 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +57 | $22.72 | +$1,295.04 | 5,576 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +1,197 | $22.72 | +$27,195.84 | 110,576 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +1,123 | $22.99 | +$25,817.77 | 470,895 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +1,526 | $22.99 | +$35,082.74 | 283,934 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +24 | $22.99 | +$551.76 | 5,600 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +530 | $22.99 | +$12,184.7 | 111,106 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +910 | $22.99 | +$20,920.9 | 30,021 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +174 | $22.99 | +$4,000.26 | 30,195 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures