Segal Paul's Form 4/A amendment
AmendedAlphatec Holdings, Inc. (ATEC) · filed Mar 6, 2024
- Accession no.
- 0000899140-24-000291
- Filed
- Mar 6, 2024
- Trade date
- Jun 15, 2023
- Filing delay
- 265 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 16, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $1.61M. It was filed 265 days after the trade.
This amendment replaces 0000899140-23-000744 (filed Jun 16, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Segal PaulCIK 0001427470 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | SSaleDisposed | −100,000 | $16.15 | −$1,615,000 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment corrects the original Form 4 which was filed in error on June 16, 2023. The Form 4 was intended to disclose that (i) 100,000 shares were sold on June 15, 2023 at (ii) at a price per share of $16.15 and (iii) zero shares were beneficially owned following the transaction.
- F2
Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.