Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Feb 21, 2024
- Accession no.
- 0000899140-24-000265
- Filed
- Feb 21, 2024, 6:01 PM ET
- Trade date
- Feb 16, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market purchases total $351.9K. Open-market sales total $334.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −14,342 | $23.35 | −$334,885.7 | 472,656 | Indirect | |
| Feb 16, 2024 | Common Stock | PPurchaseAcquired | +730 | $23.46 | +$17,125.8 | 473,386 | Indirect | |
| Feb 16, 2024 | Common Stock | PPurchaseAcquired | +11,074 | $23.46 | +$259,796.04 | 279,112 | Indirect | |
| Feb 16, 2024 | Common Stock | PPurchaseAcquired | +108 | $23.46 | +$2,533.68 | 5,519 | Indirect | |
| Feb 16, 2024 | Common Stock | PPurchaseAcquired | +3,088 | $23.46 | +$72,444.48 | 109,379 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures