Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Feb 15, 2024
- Accession no.
- 0000899140-24-000259
- Filed
- Feb 15, 2024, 9:59 PM ET
- Trade date
- Feb 14-15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $297.0K. Open-market sales total $290.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2024 | Common Stock, par value $0.10 per share ("Common Stock") | JOtherDisposed | −38,136 | $21.95 | −$837,085.2 | 461,229 | Indirect | |
| Feb 14, 2024 | Common Stock | JOtherAcquired | +22,828 | $21.95 | +$501,074.6 | 484,057 | Indirect | |
| Feb 14, 2024 | Common Stock | JOtherAcquired | +15,308 | $21.95 | +$336,010.6 | 499,365 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −13,000 | $22.36 | −$290,680 | 486,365 | Indirect | |
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +633 | $22.85 | +$14,464.05 | 486,998 | Indirect | |
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +9,598 | $22.85 | +$219,314.3 | 268,038 | Indirect | |
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +93 | $22.85 | +$2,125.05 | 5,411 | Indirect | |
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +2,676 | $22.85 | +$61,146.6 | 106,291 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures