Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Sep 8, 2023
- Accession no.
- 0000899140-23-000943
- Filed
- Sep 8, 2023, 4:49 PM ET
- Trade date
- Sep 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market purchases total $964.0K. Open-market sales total $961.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2023 | Common Stock, par value $0.10 per share ("Common Stock") | PPurchaseAcquired | +18,840 | $27.04 | +$509,433.6 | 530,881 | Indirect | |
| Sep 6, 2023 | Common Stock | SSaleDisposed | −31,516 | $26.98 | −$850,301.68 | 499,365 | Indirect | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +170 | $27.04 | +$4,596.8 | 33,246 | Indirect | |
| Sep 6, 2023 | Common Stock | SSaleDisposed | −4,135 | $26.98 | −$111,562.3 | 29,111 | Indirect | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +11,746 | $27.04 | +$317,611.84 | 258,440 | Indirect | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +239 | $27.04 | +$6,462.56 | 5,318 | Indirect | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +4,656 | $27.04 | +$125,898.24 | 103,615 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures