Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Aug 30, 2023
- Accession no.
- 0000899140-23-000926
- Filed
- Aug 30, 2023, 8:07 PM ET
- Trade date
- Aug 28-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $77.6K. Open-market sales total $77.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, Inc.CIK 0001576092 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock, par value $0.10 per share ("Common Stock") | JOtherDisposed | −108,293 | $28.65 | −$3,102,594.45 | 450,315 | Indirect | |
| Aug 28, 2023 | Common Stock | JOtherAcquired | +61,726 | $25.98 | +$1,603,641.48 | 512,041 | Indirect | |
| Aug 28, 2023 | Common Stock | JOtherAcquired | +32,197 | $28.65 | +$922,444.05 | 246,694 | Indirect | |
| Aug 28, 2023 | Common Stock | JOtherAcquired | +629 | $28.65 | +$18,020.85 | 33,076 | Indirect | |
| Aug 28, 2023 | Common Stock | JOtherAcquired | +645 | $28.65 | +$18,479.25 | 5,079 | Indirect | |
| Aug 28, 2023 | Common Stock | JOtherAcquired | +13,096 | $28.65 | +$375,200.4 | 98,959 | Indirect | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −2,694 | $28.76 | −$77,479.44 | 509,347 | Indirect | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +2,694 | $28.82 | +$77,641.08 | 512,041 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures