Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Jun 2, 2023
- Accession no.
- 0000899140-23-000724
- Filed
- Jun 2, 2023, 4:51 PM ET
- Trade date
- May 31-Jun 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $653.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, Inc.CIK 0001576092 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Common Stock, par value $0.10 per share ("Common Stock") | PPurchaseAcquired | +11,725 | $25.98 | +$304,615.5 | 550,728 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +335 | $25.98 | +$8,703.3 | 214,272 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +15 | $25.98 | +$389.7 | 32,436 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +136 | $25.98 | +$3,533.28 | 4,343 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +2,789 | $25.98 | +$72,458.22 | 83,989 | Indirect | |
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +7,880 | $26.19 | +$206,377.2 | 558,608 | Indirect | |
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +225 | $26.19 | +$5,892.75 | 214,497 | Indirect | |
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +11 | $26.19 | +$288.09 | 32,447 | Indirect | |
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +91 | $26.19 | +$2,383.29 | 4,434 | Indirect | |
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +1,874 | $26.19 | +$49,080.06 | 85,863 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures