Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed May 30, 2023
- Accession no.
- 0000899140-23-000699
- Filed
- May 30, 2023, 8:59 PM ET
- Trade date
- May 25-30, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions. Open-market purchases total $1.18M. Open-market sales total $784.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, Inc.CIK 0001576092 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Common Stock, par value $0.10 per share ("Common Stock") | AGrant or awardAcquired | +4,750 | $0.00 | $0 | 22,539 | Indirect | Duplicate filing |
| May 25, 2023 | Common Stock | JOtherDisposed | −27,779 | $25.00 | −$694,475 | 533,810 | Indirect | |
| May 25, 2023 | Common Stock | JOtherAcquired | +29,513 | $25.00 | +$737,825 | 212,899 | Indirect | |
| May 25, 2023 | Common Stock | JOtherDisposed | −1,734 | $25.00 | −$43,350 | 32,374 | Indirect | |
| May 26, 2023 | Common Stock | SSaleDisposed | −31,075 | $25.25 | −$784,643.75 | 502,735 | Indirect | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +34,705 | $25.33 | +$879,077.65 | 537,440 | Indirect | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +993 | $25.33 | +$25,152.69 | 213,892 | Indirect | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +45 | $25.33 | +$1,139.85 | 32,419 | Indirect | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +401 | $25.33 | +$10,157.33 | 4,189 | Indirect | |
| May 26, 2023 | Common Stock | PPurchaseAcquired | +8,253 | $25.33 | +$209,048.49 | 80,828 | Indirect | |
| May 30, 2023 | Common Stock | PPurchaseAcquired | +1,563 | $26.08 | +$40,763.04 | 539,003 | Indirect | |
| May 30, 2023 | Common Stock | PPurchaseAcquired | +45 | $26.08 | +$1,173.6 | 213,937 | Indirect | |
| May 30, 2023 | Common Stock | PPurchaseAcquired | +2 | $26.08 | +$52.16 | 32,421 | Indirect | |
| May 30, 2023 | Common Stock | PPurchaseAcquired | +18 | $26.08 | +$469.44 | 4,207 | Indirect | |
| May 30, 2023 | Common Stock | PPurchaseAcquired | +372 | $26.08 | +$9,701.76 | 81,200 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures