Tusa David P's Form 4 filing
Sharps Compliance Corp (SMED) · filed Jun 3, 2022
- Accession no.
- 0000898770-22-000050
- Filed
- Jun 3, 2022
- Trade date
- Jun 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $652.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tusa David PCIK 0001158037 | Other: Former CEO and President |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +60,000 | $3.80 | +$228,000 | 148,088 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −60,000 | $4.32 | −$259,200 | 88,088 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +56,994 | $3.80 | +$216,577.2 | 145,082 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −56,994 | $4.41 | −$251,343.54 | 88,088 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −31,994 | $4.42 | −$141,413.48 | 56,094 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −60,000 | $3.80 | −$228,000 | 187,813 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseDisposed | −56,994 | $3.80 | −$216,577.2 | 130,819 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.