Tusa David P's Form 4 filing
Sharps Compliance Corp (SMED) · filed May 31, 2022
- Accession no.
- 0000898770-22-000048
- Filed
- May 31, 2022
- Trade date
- May 27-31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $248.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tusa David PCIK 0001158037 | Other: Former CEO and President |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $3.80 | +$95,000 | 113,088 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −25,000 | $4.25 | −$106,250 | 88,088 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +33,306 | $3.80 | +$126,562.8 | 121,394 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −33,306 | $4.27 | −$142,216.62 | 88,088 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | $3.80 | −$95,000 | 281,119 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −33,306 | $3.80 | −$126,562.8 | 247,813 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.