Rachlin Douglas A.'s Form 4 filing
Neuberger Energy Infrastructure & Income Fund Inc. (NML) · filed May 2, 2023
- Accession no.
- 0000898432-23-000230
- Filed
- May 2, 2023
- Trade date
- Apr 28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $383.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rachlin Douglas A.CIK 0001572555 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2023 | Shares of Common Stock | PPurchaseAcquired | +58,580 | $6.55F1 | +$383,699 | 328,817 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.5500 to $6.5800. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.