Rachlin Douglas A.'s Form 4 filing
Neuberger Energy Infrastructure & Income Fund Inc. (NML) · filed Dec 14, 2022
- Accession no.
- 0000898432-22-000665
- Filed
- Dec 14, 2022
- Trade date
- Dec 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $219.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rachlin Douglas A.CIK 0001572555 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Shares of Common Stock | PPurchaseAcquired | +31,536 | $6.84F1 | +$215,706.24 | 269,637 | Direct | |
| Dec 14, 2022 | Shares of Common Stock | PPurchaseAcquired | +600 | $6.84 | +$4,104 | 270,237 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.8350 to $6.8400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.