Rachlin Douglas A.'s Form 4 filing
Neuberger Energy Infrastructure & Income Fund Inc. (NML) · filed Dec 2, 2022
- Accession no.
- 0000898432-22-000649
- Filed
- Dec 2, 2022
- Trade date
- Nov 30-Dec 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $355.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rachlin Douglas A.CIK 0001572555 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Shares of Common Stock | PPurchaseAcquired | +100 | $7.10 | +$710 | 188,201 | Direct | |
| Dec 2, 2022 | Shares of Common Stock | PPurchaseAcquired | +49,900 | $7.10F1 | +$354,290 | 238,101 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $7.0950 to $7.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.