Tank Bradley's Form 4 filing
Neuberger Berman New York Municipal Fund Inc. (NBO) · filed Nov 9, 2021
- Accession no.
- 0000898432-21-000719
- Filed
- Nov 9, 2021
- Trade date
- Nov 5-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $58.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tank BradleyCIK 0001254645 | Officer (CIO of Adviser of Issuer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | SSaleDisposed | −890 | $12.80 | −$11,392 | 1,301 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −425 | $12.80 | −$5,440 | 725 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −500 | $12.80 | −$6,400 | 750 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −1,301 | $12.80 | −$16,652.8 | 0 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −725 | $12.80 | −$9,280 | 0 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −750 | $12.80 | −$9,600 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.