Tank Bradley's Form 4 filing
Neuberger Berman New York Municipal Fund Inc. (NBO) · filed Oct 19, 2021
- Accession no.
- 0000898432-21-000676
- Filed
- Oct 19, 2021
- Trade date
- Oct 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $42.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tank BradleyCIK 0001254645 | Other: CIO of Adviser of Issuer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | SSaleDisposed | −1,597 | $12.92F1 | −$20,633.24 | 2,403 | Indirect | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −850 | $12.92F1 | −$10,982 | 1,250 | Indirect | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −850 | $12.92F1 | −$10,982 | 1,350 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 12.8500 to $ 13.0500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 3 transactions in Table I.