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McNabb Dana M's Form 4 filing

General Mills IncGIS · filed Jan 11, 2022

Accession no.
0000897101-22-000018
Filed
Jan 11, 2022
Trade date
Jan 7, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.43M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McNabb Dana MCIK 0001794679Officer (Chief S&G Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 7, 2022Common StockMOption exerciseAcquired+2,689$48.33+$129,959.3730,794Direct
Jan 7, 2022Common StockSSaleDisposed−2,689$68.90−$185,272.128,105Direct
Jan 7, 2022Common StockMOption exerciseAcquired+4,501$53.70+$241,703.732,606Direct
Jan 7, 2022Common StockSSaleDisposed−4,501$68.90−$310,118.928,105Direct
Jan 7, 2022Common StockSSaleDisposed−12,745$68.84F1−$877,365.815,360Direct
Jan 7, 2022Common StockSSaleDisposed−808$68.89−$55,663.1214,552Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 7, 2022Common StockMOption exerciseDisposed−2,689$0.00$00Direct
Jan 7, 2022Common StockMOption exerciseDisposed−4,501$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

"Represents the weighted average of actual sale prices that range from $68.830000 to $68.865000. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company."

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)