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OGrady Shawn P's Form 4 filing

General Mills Inc (GIS) · filed Dec 27, 2021

Accession no.
0000897101-21-001023
Filed
Dec 27, 2021
Trade date
Dec 22, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.99M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
OGrady Shawn PCIK 0001491022Officer (Group President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 22, 2021Common StockMOption exerciseAcquired+47,306$38.15+$1,804,723.9134,859.25Direct
Dec 22, 2021Common StockSSaleDisposed−47,306$64.96−$3,072,997.7687,553.25Direct
Dec 22, 2021Common StockMOption exerciseAcquired+29,489$38.15+$1,125,005.3598,994.56Indirect
Dec 22, 2021Common StockSSaleDisposed−29,489$64.93−$1,914,720.7769,505.56Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 22, 2021Common StockMOption exerciseDisposed−47,306$0.00$00Direct
Dec 22, 2021Common StockMOption exerciseDisposed−29,489$0.00$00Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)