OGrady Shawn P's Form 4 filing
General Mills IncGIS · filed Dec 27, 2021
- Accession no.
- 0000897101-21-001023
- Filed
- Dec 27, 2021
- Trade date
- Dec 22, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.99M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OGrady Shawn PCIK 0001491022 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +47,306 | $38.15 | +$1,804,723.9 | 134,859.25 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −47,306 | $64.96F1 | −$3,072,997.76 | 87,553.25 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +29,489 | $38.15 | +$1,125,005.35 | 98,994.56 | Indirect | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −29,489 | $64.93F2 | −$1,914,720.77 | 69,505.56 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −47,306 | $0.00 | $0 | 0 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −29,489 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average of actual sale prices that range from $64.750000 to $65.340000. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average of actual sale prices that range from $64.760000 to $65.340000. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
Referenced by the price of 1 transaction in Table I.