Wishart-Smith Heather L's Form 4/A amendment
AmendedOrion Energy Systems, Inc. (OESX) · filed Feb 19, 2025
- Accession no.
- 0000897069-25-000317
- Filed
- Feb 19, 2025
- Trade date
- Jun 11-12, 2024
- Filing delay
- 253 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 12, 2024
This filing lists 2 non-derivative transactions. Open-market purchases total $10.0K. It was filed 253 days after the trade.
This amendment replaces 0000897069-24-001381 (filed Jun 12, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wishart-Smith Heather LCIK 0001983131 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2024 | Common Stock | AGrant or awardAcquired | +27,523 | $0.00 | $0 | 58,198 | Direct | |
| Jun 12, 2024 | Common Stock | PPurchaseAcquired | +9,025 | $1.11 | +$10,017.75 | 9,025 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively.
- F2
This amended Form 4 is being filed to correct an error in calculation of the number of Common Stock directly owned by the reporting person following the reported transaction. The total being reported on this amended Form 4 is current as of the date of this filing.
- F3
The Form 4 filed on June 12, 2024 erroneously reported that the 9,025 shares of Common Stock the reporting person purchased were held directly. This Form 4 is being filed to reflect that such shares are held in the reporting person's trust.
- F4
By the Heather Lyn Wishart-Smith Trust.