Zalupski Patrick O.'s Form 4 filing
Dream Finders Homes, Inc. (DFH) · filed Dec 5, 2024
- Accession no.
- 0000897069-24-002254
- Filed
- Dec 5, 2024
- Trade date
- Dec 3-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.54M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zalupski Patrick O.CIK 0001841163 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Class B common stock, par value $0.01 per share | CConversionDisposed | −1,500,000 | $0.00 | $0 | 56,320,586 | Direct | |
| Dec 3, 2024 | Class A common stock, par value $0.01 per share | CConversionAcquired | +1,500,000 | $0.00 | $0 | 2,021,244 | Direct | |
| Dec 3, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −18,119 | $33.26 | −$602,637.94 | 2,003,125 | Direct | |
| Dec 4, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −25,709 | $32.67 | −$839,913.03 | 1,977,416 | Direct | |
| Dec 4, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −2,849 | $33.16 | −$94,472.84 | 1,974,567 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2024 | Class A Common Stock | JOtherAcquired | +1,000,000 | – | – | 1,000,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.