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Zalupski Patrick O.'s Form 4 filing

Dream Finders Homes, Inc. (DFH) · filed May 20, 2024

Accession no.
0000897069-24-001137
Filed
May 20, 2024
Trade date
May 16-17, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions. Open-market sales total $1.36M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zalupski Patrick O.CIK 0001841163Director, Officer (President and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−5,620$29.08F1−$163,429.61,318,832Direct
May 16, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−12,241$30.33F3−$371,269.531,306,591Direct
May 16, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−5,018$31.25F4−$156,812.51,301,573Direct
May 16, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−600$31.87F5−$19,1221,300,973Direct
May 17, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−22,047$29.14F6−$642,449.581,278,926Direct
May 17, 2024Class A common stock, par value $0.01 per shareSSaleDisposed−400$29.45F7−$11,7801,278,526Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.69 to $29.68. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.70 to $30.70. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.71 to $31.66. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.77 to $32.00. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.43 to $29.43. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.44 to $29.47. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)