Steelman Kecia's Form 4 filing
Ulta Beauty, Inc. (ULTA) · filed Mar 21, 2024
- Accession no.
- 0000897069-24-000734
- Filed
- Mar 21, 2024
- Trade date
- Mar 19, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $11.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steelman KeciaCIK 0001866021 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +1,395 | $348.73 | +$486,478.35 | 19,252 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +5,518 | $174.45 | +$962,615.1 | 24,770 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +3,153 | $306.59 | +$966,678.27 | 27,923 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +3,521 | $395.84 | +$1,393,752.64 | 31,444 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −7,396 | $525.26F1 | −$3,884,822.96 | 34,048 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −8,359 | $526.24F2 | −$4,398,840.16 | 15,689 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −1,613 | $527.37F3 | −$850,647.81 | 14,076 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −3,424 | $528.61F4 | −$1,809,960.64 | 10,652 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −158 | $529.11F5 | −$83,599.38 | 10,494 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −1,395 | $0.00 | $0 | 0 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −5,518 | $0.00 | $0 | 0 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −3,153 | $0.00 | $0 | 1,577 | Direct | |
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −3,521 | $0.00 | $0 | 3,522 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $524.770 to $525.760. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $525.815 to $526.730. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $526.955 to $527.860. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $527.960 to $528.950. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $528.965 to $529.145. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Referenced by the price of 1 transaction in Table I.