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Sisulak Jon J's Form 4 filing

Douglas Dynamics, Inc (PLOW) · filed Mar 13, 2024

Accession no.
0000897069-24-000675
Filed
Mar 13, 2024
Trade date
Mar 11, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $21.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sisulak Jon JCIK 0001765621Officer (Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 11, 2024Common StockAGrant or awardAcquired+1,703$0.00$010,324Direct
Mar 11, 2024Common StockSSaleDisposed−877$24.86F3−$21,802.229,447Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price in Column 4 is a weighted average price. The prices actually received ranged from $24.7800 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)