Zalupski Patrick O.'s Form 4 filing
Dream Finders Homes, Inc. (DFH) · filed Feb 7, 2024
- Accession no.
- 0000897069-24-000260
- Filed
- Feb 7, 2024
- Trade date
- Feb 5-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $1.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zalupski Patrick O.CIK 0001841163 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 5, 2024 | Class B common stock, par value $0.01 per share | CConversionDisposed | −1,000,000 | $0.00 | $0 | 57,820,586 | Direct | |
| Feb 5, 2024 | Class A common stock, par value $0.01 per share | CConversionAcquired | +1,000,000 | $0.00 | $0 | 1,687,885 | Direct | |
| Feb 5, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −21,632 | $30.71F3 | −$664,318.72 | 1,666,253 | Direct | |
| Feb 5, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −5,812 | $31.63F4 | −$183,833.56 | 1,660,441 | Direct | |
| Feb 5, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −34 | $32.47F5 | −$1,103.98 | 1,660,407 | Direct | |
| Feb 6, 2024 | Class A common stock, par value $0.01 per share | SSaleDisposed | −20,631 | $30.88F6 | −$637,085.28 | 1,639,776 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.41 to $31.41. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.42 to $32.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.46 to $32.50 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.57 to $31.50. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.