Hennessy Neil J's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Jun 21, 2023
- Accession no.
- 0000897069-23-000781
- Filed
- Jun 21, 2023
- Trade date
- Jun 20-21, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $13.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennessy Neil JCIK 0001165099 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock | PPurchaseAcquired | +325 | $7.10 | +$2,307.5 | 2,049,612 | Direct | |
| Jun 21, 2023 | Common Stock | PPurchaseAcquired | +1,537 | $7.10 | +$10,912.7 | 2,051,149 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.