Hennessy Neil J's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed May 23, 2023
- Accession no.
- 0000897069-23-000484
- Filed
- May 23, 2023
- Trade date
- May 19-22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $82.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennessy Neil JCIK 0001165099 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | PPurchaseAcquired | +5,200 | $6.95 | +$36,140 | 2,031,985 | Direct | |
| May 22, 2023 | Common Stock | PPurchaseAcquired | +6,800 | $6.87 | +$46,716 | 2,038,785 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.