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Johnson Gregory N's Form 4 filing

Intuit Inc. (INTU) · filed Aug 30, 2021

Accession no.
0000896878-21-000211
Filed
Aug 30, 2021
Trade date
Aug 26, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 18 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.20M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Johnson Gregory NCIK 0001503870Officer (EVP, Consumer Group)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2021Common StockMOption exerciseAcquired+6,955$107.25+$745,923.7516,459Direct
Aug 26, 2021Common StockSSaleDisposed−94$547.04F2−$51,421.7616,365Direct
Aug 26, 2021Common StockSSaleDisposed−364$547.71F3−$199,366.4416,001Direct
Aug 26, 2021Common StockSSaleDisposed−1,185$549.01F4−$650,576.8514,816Direct
Aug 26, 2021Common StockSSaleDisposed−69$549.46F5−$37,912.7414,747Direct
Aug 26, 2021Common StockSSaleDisposed−1,042$551.34F6−$574,496.2813,705Direct
Aug 26, 2021Common StockSSaleDisposed−1,045$552.52F7−$577,383.412,660Direct
Aug 26, 2021Common StockSSaleDisposed−1,244$553.98F8−$689,151.1211,416Direct
Aug 26, 2021Common StockSSaleDisposed−1,172$554.65F9−$650,049.810,244Direct
Aug 26, 2021Common StockSSaleDisposed−740$555.96F10−$411,410.49,504Direct
Aug 26, 2021Common StockSSaleDisposed−317$547.30F11−$173,494.19,187Direct
Aug 26, 2021Common StockSSaleDisposed−429$548.31F12−$235,224.998,758Direct
Aug 26, 2021Common StockSSaleDisposed−1,195$549.13F13−$656,210.357,563Direct
Aug 26, 2021Common StockSSaleDisposed−1,276$552.06F14−$704,428.566,287Direct
Aug 26, 2021Common StockSSaleDisposed−1,084$552.56F15−$598,975.045,203Direct
Aug 26, 2021Common StockSSaleDisposed−1,419$553.97F16−$786,083.433,784Direct
Aug 26, 2021Common StockSSaleDisposed−1,331$554.64F17−$738,225.842,453Direct
Aug 26, 2021Common StockSSaleDisposed−837$555.97F18−$465,346.891,616Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 26, 2021Common StockMOption exerciseDisposed−6,955$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades ranging from $546.25 to $547.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $547.31 to $548.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $548.33 to $549.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $549.42 to $549.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $550.96 to $551.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades ranging from $552.05 to $552.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades ranging from $553.32 to $554.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades ranging from $554.35 to $555.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades ranging from $555.62 to $556.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades ranging from $546.88 to $547.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades ranging from $547.88 to $548.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades ranging from $548.90 to $549.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

This transaction was executed in multiple trades ranging from $551.07 to $552.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

This transaction was executed in multiple trades ranging from $552.16 to $552.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

This transaction was executed in multiple trades ranging from $553.23 to $554.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

This transaction was executed in multiple trades ranging from $554.42 to $555.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F18

This transaction was executed in multiple trades ranging from $555.63 to $556.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)