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Noll Shaun's Form 4 filing

Dirtt Environmental Solutions Ltd (DRTTF) · filed Dec 26, 2023

Accession no.
0000895345-23-000687
Filed
Dec 26, 2023, 8:37 AM ET
Trade date
Dec 20, 2023
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 derivative transaction. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Noll ShaunCIK 0001821774Director, 10% Owner
WWT Opportunity #1 LLCCIK 000200317810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 20, 2023Common SharesPPurchaseAcquired+5,957,337$0.0412F2+$300,088.3229,479,286Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

WWT1 purchased 7,283,697 Rights in private transactions at a price of CA$0.0549 per Right. The purchase price of US$0.0412 per Right reported above is based on the December 20, 2023 daily exchange rate of CA$1.331 per $US$1.00, as published by the Bank of Canada on December 21, 2023.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)