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Grooms Tracy's Form 4 filing

Goldman Sachs Middle Market Lending Corp. II · filed Aug 8, 2023

Accession no.
0000895345-23-000440
Filed
Aug 8, 2023
Trade date
Aug 7, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0000895345-23-000519 (Aug 22, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grooms TracyCIK 0001901515Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 7, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired0–F1–4,385.58Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On the date hereof, Ms. Grooms owns 4,385.5808 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on August 7, 2023, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Ms. Grooms is obligated to make a capital contribution of $18,750 on August 14, 2023 out of her $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Ms. Grooms, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Ms. Grooms in respect of her $18,750 capital contribution is unknown. Ms. Grooms will amend this Form 4 once the number of shares of Common Stock has been determined.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)