Skip to main content

Uniacke Katherine's Form 4 filing

Goldman Sachs Private Middle Market Credit II LLC · filed May 24, 2023

Accession no.
0000895345-23-000354
Filed
May 24, 2023
Trade date
May 22, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0000895345-23-000367 (Jun 1, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Uniacke KatherineCIK 0001635123Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2023Common Units of limited liability company interestsPPurchaseAcquired0–F1–462.11Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On the date hereof, Ms. Uniacke owns 462.111 Common Units of limited liability company interests (the "Common Units") of Goldman Sachs Private Middle Market Credit II LLC (the "Company"). In addition, on May 22, 2023, the Company issued a capital call notice to its holders of Common Units. Pursuant to such capital call notice, Ms. Uniacke is obligated to make a capital contribution of $500 on or around May 30, 2023 out of her $50,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Units to Ms. Uniacke, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Units that will be issued to Ms. Uniacke in respect of her $500 capital contribution is unknown. Ms. Uniacke will amend this Form 4 once the number of shares of Common Units has been determined.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)