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Harborne Christopher's Form 4/A amendment

Amended

Innovative Solutions & Support Inc (IA) · filed Feb 23, 2023

Accession no.
0000895345-23-000172
Filed
Feb 23, 2023
Trade date
Feb 21, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Feb 22, 2023

This filing lists 1 non-derivative transaction. Open-market purchases total $20.4K. It was filed 2 days after the trade.

This amendment replaces 0001946479-23-000004 (filed Feb 22, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Harborne ChristopherCIK 000194647910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+2,630$7.75F2+$20,382.52,508,952Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The original Form 4, filed on February 22, 2023, is being amended by this Form 4/A to correct an administrative error that incorrectly reported the number of securities acquired in Column 4 as 4,849 shares, when in fact 2,630 shares were acquired.

F2

The original Form 4, filed on February 22, 2023, is being amended by this Form 4/A to correct an administrative error that incorrectly reported the price per share of the securities acquired in Column 4 as $7.7193, when in fact the price per share was $7.75.

Referenced by the price of 1 transaction in Table I.

F3

The original Form 4, filed on February 22, 2023, is being amended by this Form 4/A to correct an administrative error that incorrectly reported the number of securities beneficially owned following the reported transaction in Column 5 as 2,511,171, when in fact the number of securities beneficially owned following the reported transaction is 2,508,952.

F4

These shares of common stock, par value $0.001 per share, of Innovative Solutions and Support, Inc. are directly held by Klear Kite LLC, a Delaware limited liability company, whose sole member is Christopher Harborne.

Remarks

This Form 4/A amends and restates in its entirety the original Form 4, filed on February 22, 2023, as amended by the Form 4/A filed on February 22, 2023. This Form 4/A includes footnote references which were inadvertently omitted in the Form 4/A filed on February 22, 2023.

Read the full filing on SEC EDGAR (opens in a new tab)