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Peterson Justin's Form 4 filing

Tradeweb Markets Inc. (TW) · filed Mar 18, 2022

Accession no.
0000895345-22-000347
Filed
Mar 18, 2022
Trade date
Mar 16-18, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $133.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Peterson JustinCIK 0001807231Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2022Class A common stockFTax withholdingDisposed−1,865$87.43−$163,056.9568,994Direct
Mar 16, 2022Class A common stockAGrant or awardAcquired+5$0.00$068,999Direct
Mar 18, 2022Class A common stockSSaleDisposed−1,511$88.03F5−$133,013.3367,488Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.8813 to $88.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)