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Chen William W's Form 4 filing

Sterling Check Corp. (STER) · filed Sep 29, 2021

Accession no.
0000895345-21-000888
Filed
Sep 29, 2021
Trade date
Sep 27, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $207.0M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chen William WCIK 0001883664Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 27, 2021Common StockSSaleDisposed−9,603,419$21.56F2,F3−$207,049,713.6459,953,230IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Pursuant to an underwriting agreement, dated September 22, 2021 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share, of the issuer ("Common Stock") pursuant to the final prospectus dated September 22, 2021, which offering was consummated on September 27, 2021 (the "Offering"), Checkers Control Partnership, L.P. ("Checkers") and Broad Street Principal Investments, L.L.C. ("BSPI") sold in aggregate 9,603,419 shares of Common Stock, consisting of 6,349,076 shares of Common Stock sold by Checkers and 3,254,343 shares of Common Stock sold by BSPI.

Referenced by the price of 1 transaction in Table I.

F3

Goldman Sachs was one of the underwriters in the Offering. In Table I above, the per share sale price of $21.5625 set forth in the Underwriting Agreement has been rounded to the nearest whole cent.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)