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Yoder, Jon's Form 4/A amendment

Amended

Goldman Sachs Private Middle Market Credit II LLC · filed Sep 17, 2021

Accession no.
0000895345-21-000814
Filed
Sep 17, 2021
Trade date
Sep 10, 2021
Filing delay
7 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 14, 2021

This filing lists 1 non-derivative transaction. Open-market purchases total $5.00K. It was filed 7 days after the trade.

This amendment replaces 0000895345-21-000793 (filed Sep 14, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yoder, JonCIK 0001635549Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2021Common Units of limited liability company interestsPPurchaseAcquired+51.45$97.19F1+$5,000.43346.99Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 14, 2021 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Yoder's $5,000 capital contribution that was made on September 17, 2021. When Mr. Yoder's Form 4 was initially filed on September 14, 2021, the amount of securities acquired was not calculable.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)