Goldman Sachs & Co. LLC's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Aug 18, 2021
- Accession no.
- 0000895345-21-000738
- Filed
- Aug 18, 2021, 9:20 PM ET
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $21.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldman Sachs & Co. LLCCIK 0000769993 | 10% Owner |
| Goldman Sachs Group IncCIK 0000886982 | 10% Owner |
| Broad Street Principal Investments, L.L.C.CIK 0001575993 | 10% Owner |
| Bridge Street Opportunity Advisors, L.L.C.CIK 0001615636 | 10% Owner |
| StoneBridge 2017 Offshore, L.P.CIK 0001698770 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | CConversionAcquired | +1,058,281 | –F1 | – | 1,099,425 | Indirect | Duplicate filing |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −1,058,281 | $19.92 | −$21,080,957.52 | 41,144 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | CConversionDisposed | −1,058,281 | –F1 | – | 13,019,279 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. The Class B Common Stock has no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.