Yu, David's Form 4 filing
Goldman Sachs Private Middle Market Credit II LLC · filed Aug 10, 2021
- Accession no.
- 0000895345-21-000714
- Filed
- Aug 10, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $3.20K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu, DavidCIK 0001635531 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Units of limited liability company interests | PPurchaseAcquired | +33.18 | $96.44F1 | +$3,199.88 | 236.44 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On the date hereof, Mr. Yu owns 203.255 Common Units of limited liability company interests (the "Common Units") of Goldman Sachs Private Middle Market Credit II LLC (the "Company"), after taking into account the final allocation of units as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on August 6, 2021, the Company issued a capital call notice to its investors that have committed to purchase Common Units. Pursuant to such capital call notice, Mr. Yu is obligated to make a capital contribution of $3,200 on August 13, 2021 out of his $40,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 33.18 Common Units to Mr. Yu, provided such capital contribution is funded timely.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Head of Research