Broad Street Energy Advisors Aiv-1, L.L.C.'s Form 4 filing
EnLink Midstream Partners, LP · filed Aug 6, 2021
- Accession no.
- 0000895345-21-000699
- Filed
- Aug 6, 2021, 7:04 PM ET
- Trade date
- Aug 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broad Street Energy Advisors Aiv-1, L.L.C.CIK 0001663213 | 10% Owner |
| Broad Street Infrastructure Advisors III, L.L.C.CIK 0001663256 | 10% Owner |
| Wsep Egypt Holdings, LPCIK 0001663663 | 10% Owner |
| WSIP Egypt Holdings, LPCIK 0001664092 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Units | SSaleDisposed | −69,574,201.35 | –F3 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Pursuant to the terms of the Tenth Amended and Restated Agreement of Limited Partnership of ENLK, dated as of January 25, 2019, Enfield Holdings may exchange all or a portion of its Series B Preferred Units (along with a corresponding number of Class C Common Units) at any time for Common Units of the Issuer on a 1-for-1.15 basis, subject to certain adjustments. The right to exchange is not subject to an expiration date.
Referenced by the price of 1 transaction in Table II.