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Lebeck James Barker's Form 4 filing

SM Energy Co (SM) · filed Jul 2, 2026

Accession no.
0000893538-26-000101
Filed
Jul 2, 2026, 4:16 PM ET
Trade date
Jun 30-Jul 1, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lebeck James BarkerCIK 0001963802Officer (EVP, GC & Corp Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2026Common Stock, $.01 Par ValueJOtherAcquired+622$15.90+$9,889.815,459Direct
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseAcquired+5,269––20,728Direct
Jul 1, 2026Common Stock, $.01 Par ValueFTax withholdingDisposed−2,306$26.10−$60,186.618,422Direct
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseAcquired+6,108––24,530Direct
Jul 1, 2026Common Stock, $.01 Par ValueFTax withholdingDisposed−2,673$26.10−$69,765.321,857Direct
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseAcquired+10,880––32,737Direct
Jul 1, 2026Common Stock, $.01 Par ValueFTax withholdingDisposed−4,761$26.10−$124,262.127,976Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseDisposed−5,269––0Direct
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseDisposed−6,108––6,108Direct
Jul 1, 2026Common Stock, $.01 Par ValueMOption exerciseDisposed−10,880––21,762Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)