Pursell A Wade's Form 4 filing
SM Energy Co (SM) · filed Jul 2, 2026
- Accession no.
- 0000893538-26-000098
- Filed
- Jul 2, 2026, 4:15 PM ET
- Trade date
- Jun 30-Jul 1, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pursell A WadeCIK 0001041812 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2026 | Common Stock, $.01 Par Value | JOtherAcquired | +190 | $15.90 | +$3,021 | 398,300 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseAcquired | +11,855 | –F2 | – | 410,155 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | FTax withholdingDisposed | −3,705 | $26.10 | −$96,700.5 | 406,450 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseAcquired | +9,543 | –F3 | – | 415,993 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | FTax withholdingDisposed | −4,176 | $26.10 | −$108,993.6 | 411,817 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseAcquired | +16,000 | –F4 | – | 427,817 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | FTax withholdingDisposed | −5,800 | $26.10 | −$151,380 | 422,017 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseDisposed | −11,855 | –F2 | – | 0 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseDisposed | −9,543 | –F3 | – | 9,544 | Direct | |
| Jul 1, 2026 | Common Stock, $.01 Par Value | MOption exerciseDisposed | −16,000 | –F4 | – | 32,003 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2024. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2025. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2026. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.