Lutey Mary Ellen's Form 4 filing
SM Energy Co (SM) · filed Mar 10, 2022
- Accession no.
- 0000893538-22-000026
- Filed
- Mar 10, 2022
- Trade date
- Dec 31, 2021-Mar 8, 2022
- Filing delay
- 69 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $381.0K. It was filed 69 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lutey Mary EllenCIK 0001563908 | Officer (SVP - Expl., Development & EHS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock, $.01 Par Value | JOtherAcquired | +321 | $21.68 | +$6,959.28 | 82,572 | Direct | |
| Dec 31, 2021 | Common Stock, $.01 Par Value | JOtherAcquired | +317 | $21.68 | +$6,872.56 | 44,691 | Indirect | |
| Mar 8, 2022 | Common Stock, $.01 Par Value | SSaleDisposed | −9,533 | $39.97F4 | −$381,034.01 | 35,158 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The shares were sold in multiple transactions at prices ranging from $39.97 to $40.00, inclusive. The spouse of the Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.