Galeese James E's Form 4 filing
Lsi Industries Inc (LYTS) · filed Jun 17, 2024
- Accession no.
- 0000892251-24-000059
- Filed
- Jun 17, 2024
- Trade date
- Jun 13-14, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $272.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galeese James ECIK 0001708704 | Officer (Executive VP; CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2024 | Common Shares | MOption exerciseAcquired | +2,122 | $9.15 | +$19,416.3 | 106,172 | Direct | |
| Jun 13, 2024 | Common Shares | SSaleDisposed | −2,122 | $15.10 | −$32,042.2 | 104,050 | Direct | |
| Jun 14, 2024 | Common Shares | MOption exerciseAcquired | +16,299 | $5.92 | +$96,490.08 | 120,349 | Direct | |
| Jun 14, 2024 | Common Shares | SSaleDisposed | −16,299 | $14.72 | −$239,921.28 | 104,050 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2024 | Common Shares | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 32,874 | Direct | |
| Jun 14, 2024 | Common Shares | MOption exerciseDisposed | −38,000 | $0.00 | $0 | 21,701 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Options exercised for tax and financial planning purposes.