Galeese James E's Form 4 filing
Lsi Industries Inc (LYTS) · filed May 23, 2023
- Accession no.
- 0000892251-23-000063
- Filed
- May 23, 2023
- Trade date
- May 19-23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $331.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galeese James ECIK 0001708704 | Officer (Executive VP; CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Shares | MOption exerciseAcquired | +50,000 | $9.15 | +$457,500 | 157,365 | Direct | |
| May 19, 2023 | Common Shares | SSaleDisposed | −21,003 | $13.28 | −$278,919.84 | 136,362 | Direct | |
| May 22, 2023 | Common Shares | SSaleDisposed | −800 | $13.17 | −$10,536 | 135,562 | Direct | |
| May 23, 2023 | Common Shares | SSaleDisposed | −3,201 | $13.15 | −$42,093.15 | 132,361 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Shares | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 34,996 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.